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Block, Inc. — Director's Dealing 2018
Sep 21, 2018
30034_dirs_2018-09-21_e61a7a10-98a5-41de-ad9e-69ea598be82a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2018-09-19
Reporting Person: Friar Sarah (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-19 | Class A Common Stock | C | 449320 | $0.00 | Acquired | 449320 | Indirect |
| 2018-09-19 | Class A Common Stock | G | 449320 | $0.00 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-19 | Class B Common Stock | $ | C | 449320 | Disposed | Class A Common Stock (449320) | Indirect | |
| 2018-09-19 | Class B Common Stock | $ | G | 99133 | Disposed | Class A Common Stock (99133) | Indirect | |
| 2018-09-19 | Class B Common Stock | $ | G | 99133 | Acquired | Class A Common Stock (99133) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 361725 | Direct |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by The Sarah Friar 2015 GRAT dated August 6, 2015 (2015 GRAT), for which the Reporting Person serves as a trustee.
F2: The shares are held of record by the 2015 GRAT.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: The shares are held of record by David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust), for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust.