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Block, Inc. Director's Dealing 2018

Sep 21, 2018

30034_dirs_2018-09-21_e61a7a10-98a5-41de-ad9e-69ea598be82a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2018-09-19

Reporting Person: Friar Sarah (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-19 Class A Common Stock C 449320 $0.00 Acquired 449320 Indirect
2018-09-19 Class A Common Stock G 449320 $0.00 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-19 Class B Common Stock $ C 449320 Disposed Class A Common Stock (449320) Indirect
2018-09-19 Class B Common Stock $ G 99133 Disposed Class A Common Stock (99133) Indirect
2018-09-19 Class B Common Stock $ G 99133 Acquired Class A Common Stock (99133) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 361725 Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by The Sarah Friar 2015 GRAT dated August 6, 2015 (2015 GRAT), for which the Reporting Person serves as a trustee.

F2: The shares are held of record by the 2015 GRAT.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: The shares are held of record by David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust), for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust.