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Block, Inc. — Director's Dealing 2017
Apr 26, 2017
30034_dirs_2017-04-26_40cb2f63-b95a-44f4-b613-f98807ebdd2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2017-04-24
Reporting Person: Summers Lawrence Henry (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-24 | Class A Common Stock | C | 24604 | $0.00 | Acquired | 24604 | Indirect |
| 2017-04-24 | Class A Common Stock | G | 24604 | $0.00 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-24 | Class B Common Stock | $ | C | 24604 | Disposed | Class A Common Stock (24604) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (24604) | 24604 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (33214) | 33214 | Direct | |
| Class B Common Stock | $ | Class A Common Stock (740679) | 740679 | Indirect |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the LHS 2015 Qualified Annuity Trust #2S dated March 26, 2015 (LHS 2015 #2S), for which the Reporting Person serves as trustee.
F2: The shares are held of record by LHS 2015 #2S.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: Reflects the transfer from LHS 2015 #2S to the Reporting Person as an annuity payment.
F5: The shares are held of record by the LHS 2016 Qualified Annuity Trust - Square, for which the Reporting Person serves as trustee.