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Block, Inc. Director's Dealing 2017

Apr 21, 2017

30034_dirs_2017-04-21_761c2ba0-80ed-44e5-88f0-2f2d55f56db0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2017-04-19

Reporting Person: SMITH HILLARY B (Gen. Counsel & Corp. Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-19 Class A Common Stock A 44222 $0.00 Acquired 644222 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-19 Stock Option (right to buy) $17.20 A 34281 Acquired 2027-04-18 Class A Common Stock (34281) Direct

Footnotes

F1: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vest on July 1, 2017, and 1/16 of the RSUs vest every three months thereafter.

F2: 1/48 of the shares subject to the option vest on May 1, 2017, and 1/48 of the shares vest monthly thereafter.