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Block, Inc. — Director's Dealing 2017
Apr 21, 2017
30034_dirs_2017-04-21_761c2ba0-80ed-44e5-88f0-2f2d55f56db0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2017-04-19
Reporting Person: SMITH HILLARY B (Gen. Counsel & Corp. Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-19 | Class A Common Stock | A | 44222 | $0.00 | Acquired | 644222 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-19 | Stock Option (right to buy) | $17.20 | A | 34281 | Acquired | 2027-04-18 | Class A Common Stock (34281) | Direct |
Footnotes
F1: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vest on July 1, 2017, and 1/16 of the RSUs vest every three months thereafter.
F2: 1/48 of the shares subject to the option vest on May 1, 2017, and 1/48 of the shares vest monthly thereafter.
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