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Block, Inc. Director's Dealing 2017

Oct 4, 2017

30034_dirs_2017-10-04_65780d43-1c01-4569-9607-f492bfa7fef6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2017-10-02

Reporting Person: Meeker Mary G (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-02 Class A Common Stock A 477 $0.00 Acquired 211362 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 3880540 Indirect

Footnotes

F1: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

F2: Includes 26,519 shares acquired on August 22, 2017, pursuant to a distribution made by KPCB DGF Associates, LLC ("DGF Associates").

F3: The reporting person is a managing member of DGF Associates, which is the managing member of KPCB Digital Growth Fund, LLC ("KPCB Growth") and KPCB DGF Founders Fund, LLC ("KPCB FF"). The reporting person is deemed to hold the reported securities for the benefit of KPCB Holdings, Inc. as nominee. KPCB Holdings, Inc., as nominee, may be deemed to be the indirect beneficial owner of the securities. KPCB Holdings, Inc., as nominee, holds securities for the account of KPCB Growth, KPCB FF and KPCB sFund, LLC ("sFund"). The reporting person may be deemed to share voting and investment power over the securities held by KPCB Growth, KPCB FF and sFund. The reporting person disclaims beneficial ownership over such securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: The reporting person is a managing member of DGF Associates, which is the managing member of KPCB Growth and KPCB FF. KPCB Holdings, Inc., as nominee, holds the securities for the account of KPCB Growth, KPCB FF and sFund. The reporting person may be deemed to share voting and investment power over the securities held by KPCB Growth, KPCB FF and sFund. The reporting person disclaims beneficial ownership over such securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.