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Block, Inc. — Director's Dealing 2017
Jun 16, 2017
30034_dirs_2017-06-16_3689d219-a83b-4ed0-8bfe-eff3c125f809.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2017-06-14
Reporting Person: Summers Lawrence Henry (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-14 | Class A Common Stock | A | 10651 | $0.00 | Acquired | 38033 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-13 | Class B Common Stock | $ | G | 167805 | Disposed | Class A Common Stock (167805) | Indirect | |
| 2017-06-13 | Class B Common Stock | $ | G | 167805 | Acquired | Class A Common Stock (167805) | Direct |
Footnotes
F1: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 14, 2017, or the Issuer's next annual meeting of stockholders.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: The shares are held of record by the LHS 2016 Qualified Annuity Trust - Square, for which the Reporting Person serves as trustee.