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Block, Inc. Director's Dealing 2016

Oct 28, 2016

30034_dirs_2016-10-28_e1dfb3c0-e272-4a55-9aab-e7ac90fcd5a6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2016-10-26

Reporting Person: Friar Sarah (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-26 Class A Common Stock S 2704 $11.05 Disposed 111698 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-09 Class B Common Stock $ G 523135 Disposed Class A Common Stock (523135) Indirect
2016-08-09 Class B Common Stock $ G 523135 Acquired Class A Common Stock (523135) Indirect

Footnotes

F1: Represents the number of shares automatically sold upon vesting of restricted stock units to cover tax withholding obligations.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: The shares are held of record by The Sarah Friar 2015 GRAT, dated August 6, 2015, for which the Reporting Person serves as a trustee.

F4: The shares are held of record by David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust), for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust.