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Block, Inc. — Director's Dealing 2016
Oct 28, 2016
30034_dirs_2016-10-28_e1dfb3c0-e272-4a55-9aab-e7ac90fcd5a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2016-10-26
Reporting Person: Friar Sarah (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-26 | Class A Common Stock | S | 2704 | $11.05 | Disposed | 111698 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-09 | Class B Common Stock | $ | G | 523135 | Disposed | Class A Common Stock (523135) | Indirect | |
| 2016-08-09 | Class B Common Stock | $ | G | 523135 | Acquired | Class A Common Stock (523135) | Indirect |
Footnotes
F1: Represents the number of shares automatically sold upon vesting of restricted stock units to cover tax withholding obligations.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: The shares are held of record by The Sarah Friar 2015 GRAT, dated August 6, 2015, for which the Reporting Person serves as a trustee.
F4: The shares are held of record by David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust), for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust.