Block, Inc. — Director's Dealing 2016

Nov 4, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2016-11-03

Reporting Person: Brougher Francoise (Business Lead)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-03	Class A Common Stock	C	165110	$0.00	Acquired	265243	Direct
2016-11-03	Class A Common Stock	S	165110	$12.00	Disposed	100133	Direct
2016-11-04	Class A Common Stock	C	7967	$0.00	Acquired	108100	Direct
2016-11-04	Class A Common Stock	S	7967	$12.00	Disposed	100133	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-03	Stock Option (right to buy)	$2.904	M	165110	Disposed	2023-05-31	Class B Common Stock (165110)	Direct
2016-11-03	Class B Common Stock	$	M	165110	Acquired		Class A Common Stock (165110)	Direct
2016-11-03	Class B Common Stock(	$	C	165110	Disposed		Class A Common Stock (165110)	Direct
2016-11-04	Stock Option (right to buy)	$2.904	M	7967	Disposed	2023-05-31	Class B Common Stock (7967)	Direct
2016-11-04	Class B Common Stock	$	M	7967	Acquired		Class A Common Stock (7967)	Direct
2016-11-04	Class B Common Stock	$	C	7967	Disposed		Class A Common Stock (7967)	Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3: 25% of the shares subject to the option vested on May 6, 2014, and 1/48 of the shares vest monthly thereafter.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.