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Block, Inc. — Director's Dealing 2016
Nov 17, 2016
30034_dirs_2016-11-17_e6d7a47f-66de-4ce7-a83b-d1cc9c7d899a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2016-11-15
Reporting Person: Brougher Francoise (Business Lead)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-15 | Class A Common Stock | A | 2042 | $7.65 | Acquired | 102175 | Direct |
| 2016-11-16 | Class A Common Stock | S | 2042 | $11.8269 | Disposed | 100133 | Direct |
Footnotes
F1: These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.77 to $11.8617 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.