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Block, Inc. — Director's Dealing 2016
Sep 30, 2016
30034_dirs_2016-09-30_19d55a0c-200e-4d54-86f3-c8adc80b054a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2016-09-28
Reporting Person: Brougher Francoise (Business Lead)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-28 | Class A Common Stock | C | 57692 | $0.00 | Acquired | 164977 | Direct |
| 2016-09-28 | Class A Common Stock | S | 57692 | $12.00 | Disposed | 107285 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-28 | Stock Option (right to buy) | $2.904 | M | 57692 | Disposed | 2023-05-31 | Class B Common Stock (57692) | Direct |
| 2016-09-28 | Class B Common Stock | $ | M | 57692 | Acquired | Class A Common Stock (57692) | Direct | |
| 2016-09-28 | Class B Common Stock | $ | C | 57692 | Disposed | Class A Common Stock (57692) | Direct |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3: 25% of the shares subject to the option vested on May 6, 2014, and 1/48 of the shares vest monthly thereafter.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
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