Block, Inc. — Director's Dealing 2016

Sep 6, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2016-09-01

Reporting Person: Brougher Francoise (Business Lead)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-01	Class A Common Stock	C	57693	$0.00	Acquired	164978	Direct
2016-09-01	Class A Common Stock	S	57693	$12.12	Disposed	107285	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-09-01	Stock Option (right to buy)	$2.904	M	57693	Disposed	2023-05-31	Class B Common Stock (57693)	Direct
2016-09-01	Class B Common Stock	$	M	57693	Acquired		Class A Common Stock (57693)	Direct
2016-09-01	Class B Common Stock	$	C	57693	Disposed		Class A Common Stock (57693)	Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.10 to $12.21 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: 25% of the shares subject to the option vested on May 6, 2014, and 1/48 of the shares vest monthly thereafter.

F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.