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Block, Inc. — Director's Dealing 2015
Nov 24, 2015
30034_dirs_2015-11-24_2c05b89c-77ca-4bfc-90b1-5d8a526230f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2015-11-24
Reporting Person: Summers Lawrence Henry (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-24 | Common Stock | J | 792110 | — | Disposed | 0 | Direct |
| 2015-11-24 | Common Stock | J | 209040 | — | Disposed | 0 | Indirect |
| 2015-11-24 | Common Stock | J | 90960 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-24 | Class B Common Stock | $ | J | 792110 | Acquired | Class A Common Stock (792110) | Direct | |
| 2015-11-24 | Class B Common Stock | $ | J | 209040 | Acquired | Class A Common Stock (209040) | Indirect | |
| 2015-11-24 | Class B Common Stock | $ | J | 90960 | Acquired | Class A Common Stock (90960) | Indirect |
Footnotes
F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
F2: The shares are held of record by the LHS 2014 Qualified Annuity Trust #1S dated February 13, 2014, for which the Reporting Person serves as trustee.
F3: The shares are held of record by the LHS 2015 Qualified Annuity Trust #2S dated March 26, 2015, for which the Reporting Person serves as trustee.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.