Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Block, Inc. Director's Dealing 2015

Nov 24, 2015

30034_dirs_2015-11-24_2c05b89c-77ca-4bfc-90b1-5d8a526230f1.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2015-11-24

Reporting Person: Summers Lawrence Henry (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-24 Common Stock J 792110 Disposed 0 Direct
2015-11-24 Common Stock J 209040 Disposed 0 Indirect
2015-11-24 Common Stock J 90960 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-11-24 Class B Common Stock $ J 792110 Acquired Class A Common Stock (792110) Direct
2015-11-24 Class B Common Stock $ J 209040 Acquired Class A Common Stock (209040) Indirect
2015-11-24 Class B Common Stock $ J 90960 Acquired Class A Common Stock (90960) Indirect

Footnotes

F1: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2: The shares are held of record by the LHS 2014 Qualified Annuity Trust #1S dated February 13, 2014, for which the Reporting Person serves as trustee.

F3: The shares are held of record by the LHS 2015 Qualified Annuity Trust #2S dated March 26, 2015, for which the Reporting Person serves as trustee.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.