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Block, Inc. Director's Dealing 2015

Nov 18, 2015

30034_dirs_2015-11-18_e1d39c93-5007-485e-96a9-352d863ac024.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2015-11-18

Reporting Person: VINIAR DAVID A (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 35000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $3.663 2023-10-30 Common Stock (326950) Direct

Footnotes

F1: Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 25% of the RSUs vest on the date of the next annual meeting of the Issuer's stockholders, and 25% of the RSUs vest annually thereafter on the earlier of the date of the following annual meeting of the Issuer's stockholders or the anniversary of the prior annual meeting of the Issuer's stockholders.

F3: 25% of the shares subject to the option vested on October 30, 2014, and 1/48 of the shares vest monthly thereafter.