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Block, Inc. Director's Dealing 2015

Nov 24, 2015

30034_dirs_2015-11-24_6199f161-6f92-4d39-82f9-83b09ccb6958.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Square, Inc. (SQ)
CIK: 0001512673
Period of Report: 2015-11-24

Reporting Person: Henry Alyssa (Seller Lead)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-11-24 Stock Option (right to buy) $7.254 J 2000000 Disposed 2024-05-14 Common Stock (2000000) Direct
2015-11-24 Stock Option (right to buy) $7.254 J 2000000 Acquired 2024-05-14 Class B Common Stock (2000000) Direct

Footnotes

F1: 25% of the shares subject to the option vested on May 12, 2015, and 1/48 of the shares vest monthly thereafter.

F2: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.