AI assistant
Sending…
BLOCK ENERGY PLC — Major Shareholding Notification 2017
Jul 10, 2017
7522_mrq_2017-07-10_acda6716-9160-422b-bb50-51f1f629dfa1.html
Major Shareholding Notification
Open in viewerOpens in your device viewer
National Storage Mechanism | Additional information
You don't have Javascript enabled. For full functionality this page requires javascript to be enabled.
RNS Number : 5182K
RockRose Energy plc
10 July 2017
TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | ||||||
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | ROCKROSE ENERGY PLC 213800W3DXD7SNOYGG30 | |||||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
| Non-UK issuer | ||||||
| 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
| An acquisition or disposal of voting rights | ||||||
| An acquisition or disposal of financial instruments | ||||||
| An event changing the breakdown of voting rights | x | |||||
| Other (please specify)iii: | ||||||
| 3. Details of person subject to the notification obligationiv | ||||||
| Name | Legal & General Group Plc (Group) Legal & General Investment Management Limited (LGIM) |
|||||
| City and country of registered office (if applicable) | 1 Coleman St, London EC2R 5AA | |||||
| 4. Full name of shareholder(s) (if different from 3.)v | ||||||
| Name | Legal & General Assurance Society (LGAS) | |||||
| City and country of registered office (if applicable) | 1 Coleman St, London EC2R 5AA | |||||
| 5. Date on which the threshold was crossed or reachedvi: | 06 July 2017 | |||||
| 6. Date on which issuer notified (DD/MM/YYYY): | 07 July 2017 | |||||
| 7. Total positions of person(s) subject to the notification obligation | ||||||
| % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
| Resulting situation on the date on which threshold was crossed or reached | L&G - 7.39% | - | L&G - 7.39% | 15,333,334 | ||
| Resulting situation on the date on which threshold was crossed or reached | LGIM - 7.39% | - | LGIM - 7.39% | 15,333,334 | ||
| Position of previous notification (if applicable) |
L&G - 10.00% | - | L&G - 10.00% | |||
| Position of previous notification (if applicable) |
LGIM - 10.00% | - | LGIM - 10.00% | |||
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | |||||||||
| A: Voting rights attached to shares | |||||||||
| Class/type of shares ISIN code (if possible) |
Number of voting rightsix | % of voting rights | |||||||
| Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
||||||
| ORD GBP0.10 (L&G Group) |
1,133,333.00 | - | 7.39% | - | |||||
| ORD GBP0.10 (Lgim Group) |
- | 1,133,333.00 | - | 7.39% | |||||
| SUBTOTAL 8. A | 1,133,333.00 | 7.39% | |||||||
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
| Type of financial instrument | Expiration datex |
Exercise/ Conversion Periodxi |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights | |||||
| SUBTOTAL 8. B 1 | |||||||||
| B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
| Type of financial instrument | Expiration datex |
Exercise/ Conversion Period xi |
Physical or cash settlementxii |
Number of voting rights | % of voting rights | ||||
| SUBTOTAL 8.B.2 | |||||||||
| 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") |
|||||
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | |||||
| Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) |
x | ||||
| Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | ||
| Legal & General Group (Direct/Indirect) | 7.39% | 7.39% | |||
| Legal & General Investment Management (Holdings) Limited (Direct/Indirect) |
7.39% | 7.39% | |||
| Legal & General Assurance Society (Direct) | 7.39% | 7.39% | |||
| Legal & General Group (Direct/Indirect) | 7.39% | 7.39% | |||
| Legal & General Investment Management (Holdings) Limited (Direct/Indirect) |
7.39% | 7.39% | |||
| Legal & General Assurance (Pensions Management) Limited (Direct) |
0.00% | 0.00% | |||
| Legal & General Group (Direct/Indirect) | 7.39% | 7.39% | |||
| Legal & General Investment Management (Holdings) Limited (Direct/Indirect) |
7.39% | 7.39% | |||
| Legal & General Investment Management Limited (Indirect) | 7.39% | 7.39% | |||
| Legal & General Group (Direct/Indirect) | 7.39% | 7.39% | |||
| Legal & General Investment Management (Holdings) Limited (Direct/Indirect) |
7.39% | 7.39% | |||
| Legal & General (Unit Trust Managers) Limited (Indirect) | 0.00% | 0.00% | |||
| 10. In case of proxy voting, please identify: | |||||
| Name of the proxy holder | N/A | ||||
| The number and % of voting rights held | N/A | ||||
| The date until which the voting rights will be held | N/A | ||||
| 11. Additional informationxvi | |||||
| Notification using the total voting rights figure of 15,333,334 | |||||
| Place of completion | Brunel House, 2 Fitzalan Road, Cardiff, CF24 0EB |
| Date of completion | 07/07/2017 |
Please send the completed form together with this annex to the FCA at the following email
address: [email protected]. Please send in Microsoft Word format if possible.
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLLVLFBDDFLBBF
More from BLOCK ENERGY PLC
Regulatory Filings
2026
May 27
Major Shareholding Notification
2026
May 26
Major Shareholding Notification
2026
May 20
Declaration of Voting Results & Voting Rights Announcements
2026
May 18
Proxy Solicitation & Information Statement
2026
Apr 29
Capital/Financing Update
2026
Apr 28
Share Issue/Capital Change
2026
Apr 27
Capital/Financing Update
2026
Apr 27
Capital/Financing Update
2026
Apr 14
Major Shareholding Notification
2026
Mar 3