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Blackstone Inc. — Director's Dealing 2022
Nov 17, 2022
29782_dirs_2022-11-16_de389942-3096-4396-ad80-0fd0876570e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Blackstone Inc. (BX)
CIK: 0001393818
Period of Report: 2022-11-01
Reporting Person: Baratta Joseph (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-01 | Common Stock | C | 55480 | $0.00 | Acquired | 1197445 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-01 | Blackstone Holdings partnership units | $ | C | 55480 | Disposed | Common Stock (55480) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Blackstone Holdings partnership units | $ | Common Stock (142237) | 142237 | Indirect | |
| Blackstone Holdings partnership units | $ | Common Stock (4541950) | 4506950 | Indirect |
Footnotes
F1: Pursuant to an exchange agreement, the Reporting Person exchanged 55,480 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Common Stock of Blackstone Inc.
F2: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.
F3: These securities are held by a trust for the benefit of the Reporting Person's family, of which the Reporting Person is a trustee.
F4: These securities are held by a limited liability company, of which the Reporting Person is the manager.