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Blackstone Inc. — Director's Dealing 2021
Dec 8, 2021
29782_dirs_2021-12-07_6cc534f3-ff50-4556-ab7c-ce82f66388b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Blackstone Inc (BX)
CIK: 0001393818
Period of Report: 2021-12-03
Reporting Person: Finley John G (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-03 | Common Stock | C | 45000 | $0.00 | Acquired | 337489 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-03 | Blackstone Holdings partnership units | $ | C | 45000 | Disposed | Common Stock (45000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 43523 | Indirect |
| Common Stock | 11000 | Indirect |
| Common Stock | 2000 | Indirect |
| Common Stock | 2000 | Indirect |
Footnotes
F1: Pursuant to an exchange agreement, the Reporting Person exchanged 45,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Common Stock of Blackstone Inc.
F2: These shares are held by a limited liability company, of which the Reporting Person is the manager.
F3: These shares are held by a trust for the benefit of the Reporting Person and his family, of which the Reporting Person is a trustee.
F4: These shares are held by a trust for the benefit of the Reporting Person's spouse and her family, of which the Reporting Person is a trustee.
F5: These shares are held by a trust for the benefit of the Reporting Person's spouse, of which the Reporting Person's spouse is the trustee.
F6: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.