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Blackstone Inc. — Director's Dealing 2020
Mar 12, 2020
29782_dirs_2020-03-12_033eb69e-0c77-4675-a7d9-43d694b9e0e3.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Blackstone Group Inc (BX)
CIK: 0001393818
Period of Report: 2020-03-02
Reporting Person: Baratta Joseph (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 248057 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Blackstone Holdings partnership units | $ | Class A Common Stock (3038538) | Direct | ||
| Blackstone Holdings partnership units | $ | Class A Common Stock (142237) | Indirect | ||
| Blackstone Holdings partnership units | $ | Class A Common Stock (4541950) | Indirect |
Footnotes
F1: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.
F2: These securities are held by a trust for the benefit of the Reporting Person's family, of which the Reporting Person is a trustee.
F3: These securities are held by a limited liability company, of which the Reporting Person is the manager.