Blackstone Inc. — Director's Dealing 2019

Nov 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Galera Therapeutics, Inc. (GRTX)
CIK: 0001563577
Period of Report: 2019-11-12

Reporting Person: Blackstone Clarus GP L.P. (10% Owner)
Reporting Person: Blackstone Clarus GP L.L.C. (10% Owner)
Reporting Person: Blackstone Holdings II L.P. (10% Owner)
Reporting Person: Blackstone Holdings I/II GP L.L.C. (10% Owner)
Reporting Person: Blackstone Group Inc (10% Owner)
Reporting Person: Blackstone Group Management L.L.C. (10% Owner)
Reporting Person: SCHWARZMAN STEPHEN A (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-12	Common Stock	C	461769	—	Acquired	461769	Indirect
2019-11-12	Common Stock	C	301001	—	Acquired	301001	Indirect
2019-11-12	Common Stock	C	555193	—	Acquired	555193	Indirect
2019-11-12	Common Stock	C	111021	—	Acquired	111021	Indirect
2019-11-12	Common Stock	P	80786	$12.00	Acquired	542555	Indirect
2019-11-12	Common Stock	P	52660	$12.00	Acquired	353661	Indirect
2019-11-12	Common Stock	P	97131	$12.00	Acquired	652324	Indirect
2019-11-12	Common Stock	P	19423	$12.00	Acquired	130444	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-12	Series C Redeemable Convertible Preferred Stock	$	C	2334966	Disposed		Common Stock (461769)	Indirect
2019-11-12	Series C Redeemable Convertible Preferred Stock	$	C	1552035	Disposed		Common Stock (301001)	Indirect
2019-11-12	Series C Redeemable Convertible Preferred Stock	$	C	2807372	Disposed		Common Stock (555193)	Indirect
2019-11-12	Series C Redeemable Convertible Preferred Stock	$	C	561385	Disposed		Common Stock (111021)	Indirect

Footnotes

F1: These shares of the Issuer's Series C redeemable convertible preferred stock ("Redeemable Convertible Preferred Stock") are convertible into shares of the Issuer's common stock ("Common Stock") on a 0.197763-for-one basis at the holder's election and have no expiration date. The Redeemable Convertible Preferred Stock will automatically convert into Common Stock upon the closing of the Issuer's initial public offering.

F2: These securities are held directly by Clarus IV-A, L.P.

F3: These securities are held directly by Clarus IV-B, L.P.

F4: These securities are held directly by Clarus IV-C, L.P.

F5: These securities are held directly by Clarus IV-D, L.P. (collectively, with Clarus IV-A, L.P., Clarus IV-B, L.P. and Clarus IV-C, L.P., the "Clarus Funds").

F6: The general partner of each of the Clarus Funds is Clarus IV GP, L.P. The general partner of Clarus IV GP, L.P. is Blackstone Clarus GP L.P. The general partner of Blackstone Clarus GP L.P. is Blackstone Clarus GP L.L.C. The sole member of Blackstone Clarus GP L.L.C. is Blackstone Holdings II L.P. The general partner of Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is The Blackstone Group Inc. The sole holder of the Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F7: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F8: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F9: Each of such Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the Clarus Funds to the extent of their direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.