AI assistant
Blackstone Inc. — Director's Dealing 2018
Aug 10, 2018
29782_dirs_2018-08-10_d702418b-ec5c-4e26-a0e8-06962dc3476d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Blackstone Group L.P. (BX)
CIK: 0001393818
Period of Report: 2018-03-09
Reporting Person: Solotar Joan (SMD, PWS & External Relations)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-09 | Blackstone Holdings partnership units | $ | G | 14305 | Disposed | Common units representing limited partner interests (14305) | Indirect | |
| 2018-03-09 | Blackstone Holdings partnership units | $ | G | 14305 | Acquired | Common units representing limited partner interests (14305) | Indirect | |
| 2018-03-09 | Blackstone Holdings partnership units | $ | G | 14305 | Disposed | Common units representing limited partner interests (14305) | Indirect | |
| 2018-03-09 | Blackstone Holdings partnership units | $ | G | 14305 | Acquired | Common units representing limited partner interests (14305) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Blackstone Holdings partnership units | $ | Common units representing limited partner interests (478290) | 478290 | Direct |
Footnotes
F1: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2018 other than pursuant to transactions or programs approved by Blackstone.
F2: Reflects an annuity payment from a grantor retained annuity trust to the Reporting Person.
F3: Such Blackstone Holdings partnership units are held in a grantor retained annuity trust of which the Reporting Person is the investment trustee.
F4: Such Blackstone Holdings partnership units are held in trusts for the benefit of the Reporting Person's children, over which the Reporting Person has investment power.