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Blackstone Inc. — Director's Dealing 2018
Nov 2, 2018
29782_dirs_2018-11-01_de9397f4-8457-4cfb-8431-1377a2926dc7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Blackstone Group L.P. (BX)
CIK: 0001393818
Period of Report: 2018-10-29
Reporting Person: Finley John G (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-29 | Common units representing limited partner interests | G | 20519 | $0.00 | Disposed | 92484 | Direct |
| 2018-10-29 | Common units representing limited partner interests | G | 20519 | $0.00 | Acquired | 87523 | Indirect |
| 2018-10-30 | Common units representing limited partner interests | C | 15000 | $0.00 | Acquired | 107484 | Direct |
| 2018-10-30 | Common units representing limited partner interests | G | 15000 | $0.00 | Disposed | 92484 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-30 | Blackstone Holdings partnership units | $ | C | 15000 | Disposed | Common units representing limited partner interests (15000) | Direct |
Footnotes
F1: These units are held by a limited liability company, of which the Reporting Person is the manager.
F2: Pursuant to an exchange agreement, the Reporting Person exchanged 15,000 Blackstone Holdings partnership units (as defined below) for an equal number of common units of The Blackstone Group L.P.
F3: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2018 other than pursuant to transactions or programs approved by Blackstone.