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Blackstone Inc. — Director's Dealing 2011
Feb 11, 2011
29782_dirs_2011-02-11_9edf4798-0060-42fd-84c6-f0aa015f4afc.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Blackstone Group L.P. (BX)
CIK: 0001393818
Period of Report: 2010-12-31
Reporting Person: Friedman Robert L. (Former Chief Legal Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-03 | Blackstone Holdings Partnership units | $ | G | 12694 | Disposed | Common units representing limited partnership units (12694) | Direct | |
| 2010-05-28 | Blackstone Holdings Partnership units | $ | G | 12693 | Disposed | Common units representing limited partnership units (12693) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Blackstone Holdings Partnership units | $ | Common units representing limited partnership units (512748) | 512748 | Indirect | |
| Blackstone Holdings Partnership units | $ | Common units representing limited partnership units (2150145) | 2150145 | Indirect |
Footnotes
F1: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2011 other than pursuant to transactions or programs approved by Blackstone.
F2: The Reporting Person donated 12,694 Blackstone Holdings partnership units to a charitable foundation.
F3: The Reporting Person donated 12,693 Blackstone Holdings partnership units to a charitable foundation.
F4: These Blackstone Holdings partnership units are held in a trust and/or limited liability company, for the benefit of the Reporting Person's children, of which the Reporting Person is a trustee or managing member, as applicable, with investment power. The Reporting Person disclaims beneficial ownership of the Blackstone Holdings partnership units held in these entities.