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Blackstone Inc. — Director's Dealing 2010
Feb 11, 2010
29782_dirs_2010-02-11_e9f77955-d332-4ed8-9bd1-16499d1270d7.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Blackstone Group L.P. (BX)
CIK: 0001393818
Period of Report: 2009-12-31
Reporting Person: HILL J TOMILSON (Director, Vice Chairman)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-11-12 | Blackstone Holdings Partnership units | $ | G | 36617 | Disposed | Common units representing limited partnership units (36617) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Blackstone Holdings Partnership units | $ | Common units representing limited partnership units (1500000) | 1500000 | Indirect | |
| Blackstone Holdings Partnership units | $ | Common units representing limited partnership units (6412296) | 6412296 | Indirect |
Footnotes
F1: A "Blackstone Holdings partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2010 other than pursuant to transactions or programs approved by Blackstone.
F2: The Reporting Person donated 36,617 Blackstone Holdings partnership units to a charitable foundation.
F3: Such Blackstone Holdings partnership units are held in a Grantor Retained Annuity Trust, for which the spouse of the Reporting Person is the investment trustee.
F4: These Blackstone Holdings partnership units are held in a trust, for the benefit of the Reporting Person's children, of which the Reporting Person is trustee with investment power.
F5: Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed an admission that he or it is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest in such interests.