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Blackstone Inc. — Director's Dealing 2010
Feb 11, 2010
29782_dirs_2010-02-11_d4969cd2-2a9b-4978-b681-f57483c9288a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Blackstone Group L.P. (BX)
CIK: 0001393818
Period of Report: 2009-08-13
Reporting Person: Moss Sylvia F (Senior Managing Director-Admin)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-13 | Common units representing limited partnership interests | C | 50000 | — | Acquired | 50000 | Direct |
| 2009-08-13 | Common units representing limited partnership interests | S | 806 | $14.47 | Disposed | 49194 | Direct |
| 2009-08-14 | Common units representing limited partnership interests | S | 806 | $14.06 | Disposed | 48388 | Direct |
| 2009-08-17 | Common units representing limited partnership interests | S | 628 | $13.13 | Disposed | 47760 | Direct |
| 2009-08-19 | Common units representing limited partnership interests | S | 651 | $13.34 | Disposed | 47109 | Direct |
| 2009-08-19 | Common units representing limited partnership interests | S | 661 | $13.18 | Disposed | 46448 | Direct |
| 2009-08-20 | Common units representing limited partnership interests | S | 1047 | $13.41 | Disposed | 45401 | Direct |
| 2009-08-21 | Common units representing limited partnership interests | S | 1105 | $13.59 | Disposed | 44296 | Direct |
| 2009-08-24 | Common units representing limited partnership interests | S | 849 | $13.45 | Disposed | 43447 | Direct |
| 2009-08-25 | Common units representing limited partnership interests | S | 784 | $13.00 | Disposed | 42663 | Direct |
| 2009-08-26 | Common units representing limited partnership interests | S | 794 | $13.02 | Disposed | 41869 | Direct |
| 2009-08-27 | Common units representing limited partnership interests | S | 806 | $12.96 | Disposed | 41063 | Direct |
| 2009-08-28 | Common units representing limited partnership interests | S | 806 | $13.03 | Disposed | 40257 | Direct |
| 2009-08-31 | Common units representing limited partnership interests | S | 806 | $12.81 | Disposed | 39451 | Direct |
| 2009-09-01 | Common units representing limited partnership interests | S | 331 | $12.75 | Disposed | 39120 | Direct |
| 2009-09-08 | Common units representing limited partnership interests | S | 806 | $12.66 | Disposed | 38314 | Direct |
| 2009-09-09 | Common units representing limited partnership interests | S | 966 | $13.03 | Disposed | 37348 | Direct |
| 2009-09-10 | Common units representing limited partnership interests | S | 1135 | $13.57 | Disposed | 36213 | Direct |
| 2009-09-11 | Common units representing limited partnership interests | S | 849 | $13.64 | Disposed | 35364 | Direct |
| 2009-09-14 | Common units representing limited partnership interests | S | 1189 | $13.76 | Disposed | 34175 | Direct |
| 2009-09-15 | Common units representing limited partnership interests | S | 1274 | $13.95 | Disposed | 32901 | Direct |
| 2009-09-16 | Common units representing limited partnership interests | S | 2406 | $14.58 | Disposed | 30495 | Direct |
| 2009-09-17 | Common units representing limited partnership interests | S | 2830 | $15.01 | Disposed | 27665 | Direct |
| 2009-09-21 | Common units representing limited partnership interests | S | 1246 | $15.06 | Disposed | 26419 | Direct |
| 2009-09-21 | Common units representing limited partnership interests | S | 907 | $14.50 | Disposed | 25512 | Direct |
| 2009-09-22 | Common units representing limited partnership interests | S | 1019 | $14.71 | Disposed | 24493 | Direct |
| 2009-09-23 | Common units representing limited partnership interests | S | 937 | $14.73 | Disposed | 23556 | Direct |
| 2009-09-25 | Common units representing limited partnership interests | S | 991 | $14.03 | Disposed | 22565 | Direct |
| 2009-09-28 | Common units representing limited partnership interests | S | 651 | $13.91 | Disposed | 21914 | Direct |
| 2009-09-28 | Common units representing limited partnership interests | S | 937 | $14.06 | Disposed | 20977 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-13 | Blackstone Holdings Partnership units | $ | C | 50000 | Disposed | Common units representing limited partnership interests (50000) | Direct |
Footnotes
F1: Pursuant to an exchange agreement, the Reporting Person exchanged 50,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such common units pursuant to a sales plan that was effectuated on each of 45 consecutive trading days.
F2: A "Blackstone Holdings Partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2009 other than pursuant to transactions or programs approved by Blackstone.