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Black Diamond Therapeutics, Inc. — Director's Dealing 2021
Apr 7, 2021
33652_dirs_2021-04-07_d753b70b-8e9a-4871-9240-748ffcb43542.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Black Diamond Therapeutics, Inc. (BDTX)
CIK: 0001701541
Period of Report: 2021-04-05
Reporting Person: Roberts Christopher D. (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-05 | Common Stock | M | 2500 | $10.86 | Acquired | 5700 | Direct |
| 2021-04-05 | Common Stock | S | 2500 | $25.539 | Disposed | 3200 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-05 | Stock Option (Right to Buy) | $10.86 | M | 2500 | Disposed | 2029-09-08 | Common Stock (2500) | Direct |
Footnotes
F1: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 2, 2020.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.165 to $26.085, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: 25% of the shares subject to this option vested and became exercisable on September 3, 2020, with the remainder vesting in 36 equal monthly installments thereafter.