BLACK CAT SYNDICATE LIMITED — Director's Dealing 2020

Sep 7, 2020

EX Change of Director Interests

ASX Announcement 8 September 2020

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Appendix 3Y – Change of Director Interest Notices

Attached are Appendix 3Y Change of Director Interest Notices for Mr Paul Chapman, Mr Gareth Solly and Mr Tony Polglase following changes in their interests in the Company following the issue of securities following shareholder approval on 4 September 2020.

This announcement has been approved for release by the Board of Black Cat Syndicate Limited.

For further information, please contact:

Gareth Solly

Managing Director

+61 458 007 713 admin@blackcatsyndicate.com.au

BLACK CAT SYNDICATE LIMITED (ASX:BC8)

Suite 6, 16 Nicholson Road DIRECTORS Subiaco WA 6008 Paul Chapman Non-Executive Chairman PO Box 572, Floreat WA 6014 Gareth Solly Managing Director T | +61 458 007 713 Les Davis Non-Executive Director E | admin@blackcatsyndicate.com.au Alex Hewlett Non-Executive Director W | www.blackcatsyndicate.com.au Tony Polglase Non-Executive Director ABN | 63 620 896 282

CORPORATE STRUCTURE

Ordinary shares on issue: 110.3M Market capitalisation: A$88.2M (Share price A$0.80) Cash (after placement): ~A$12M

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Black Cat Syndicate Limited ABN 63 620 896 282

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Paul Chapman
Date of last notice	22 June 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest		Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Director of Stone Poneys Nominees PL and beneficiary of Chapman Superannuation Fund. Related parties – Mitzee Nominees PL, Andrew Chapman, Prudence Chapman.
Date of change		8 September 2020
No. of securities held prior to change Stone Poneys Nominees PL Fund> Mitzee Nominees PL Andrew Paul Chapman Prudence Anne Chapman Paul Chapman		Indirect • 6,000,000 ordinary fully paid shares. • 455,556 ordinary fully paid shares; • 100,000 options exercisable at 40 cents expiring 25 June 2023. • 355,556 ordinary fully paid shares. • 355,556 ordinary fully paid shares. • 355,556 ordinary fully paid shares.
Class		Ordinary fully paid shares

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired		243,903
Number disposed		N/a
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		$0.82 per share
No. of securities held after change Stone Poneys Nominees PL Fund> Mitzee Nominees PL Andrew Paul Chapman Prudence Anne Chapman Paul Chapman		Indirect • 6,243,903 ordinary fully paid shares. • 455,556 ordinary fully paid shares; • 100,000 options exercisable at 40 cents expiring 25 June 2023. • 355,556 ordinary fully paid shares. • 355,556 ordinary fully paid shares. • 355,556 ordinary fully paid shares.
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back		Shares issued pursuant to a share placement approved by shareholders on 4 September 2020.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/a
Nature of interest	N/a
Name of registered holder (if issued securities)	N/a
Date of change	N/a
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/a
Interest acquired	N/a
Interest disposed	N/a
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/a
Interest after change	N/a

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/a
If prior written clearance was provided, on what date was this provided?	N/a

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Black Cat Syndicate Limited ABN 63 620 896 282

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Gareth Solly
Date of last notice	29 May 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest		Direct and Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.		Interest in securities held by spouse.
Date of change		8 September 2020
No. of securities held prior to change Gareth Solly Fiona Solly		Direct • 777,222 ordinary fully paid shares; • 547,778 options exercisable at 20 cents expiring 25 January 2023; and • 500,000 options exercisable at 40 cents expiring 25 June 2023 Indirect • 600,000 ordinary fully paid shares; and • 600,000 options exercisable at 20 cents expiring 25 January 2023.
Class		Options exercisable at $1.20 each expiring 21 July 2024

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired		75,000
Number disposed		N/a
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation		Issued for nil cash consideration
No. of securities held after change Gareth Solly Fiona Solly		Direct • 777,222 ordinary fully paid shares; • 547,778 options exercisable at 20 cents expiring 25 January 2023; • 500,000 options exercisable at 40 cents expiring 25 June 2023; and • 75,000 options exercisable at $1.20 expiring 21 July 2024. Indirect • 600,000 ordinary fully paid shares; and • 600,000 options exercisable at 20 cents expiring 25 January 2023.
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back		Options issued pursuant to the terms and conditions of the Company’s employee option plan and approved by shareholders on 4 September 2020.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/a
Nature of interest	N/a
Name of registered holder (if issued securities)	N/a
Date of change	N/a
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/a
Interest acquired	N/a
Interest disposed	N/a
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/a
Interest after change	N/a

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/a
If prior written clearance was provided, on what date was this provided?	N/a

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Black Cat Syndicate Limited ABN 63 620 896 282

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Tony Polglase
Date of last notice	25 May 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

	Direct or indirect interest	Direct and Indirect
	Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Trustee and beneficiary of trust.
	Date of change	8 September 2020
	No. of securities held prior to change Direct Indirect Anthony & Michelle Polglase Trust>	Direct • 48,255 ordinary fully paid shares Indirect • 250,000 unlisted options exercisable at $0.62 expiring 18 May 2024
	Class	Ordinary fully paid shares
	Number acquired	12,195
	Number disposed	N/a

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

	Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	$0.82 per share
	No. of securities held after change Direct Indirect Anthony & Michelle Polglase Trust>	Direct • 48,255 ordinary fully paid shares Indirect • 12,195 ordinary fully paid shares; and • 250,000 unlisted options exercisable at $0.62 expiring 18 May 2024
	Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back	Shares issued pursuant to a share placement approved by shareholders on 4 September 2020.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/a
Nature of interest	N/a
Name of registered holder (if issued securities)	N/a
Date of change	N/a
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	N/a
Interest acquired	N/a
Interest disposed	N/a
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	N/a
Interest after change	N/a

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?	N/a
If prior written clearance was provided, on what date was this provided?	N/a

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3