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BK Technologies Corp — Director's Dealing 2018
Jun 6, 2018
33295_dirs_2018-06-06_9462225f-9c31-4d81-b9d7-93c43a73a7d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BK Technologies, Inc. (BKTI)
CIK: 0000002186
Period of Report: 2018-06-04
Reporting Person: Johnson Lewis M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-04 | Common Stock, par value $0.60 per share | A | 5479 | — | Acquired | 10958 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.60 per share | 2332840 | Indirect |
| Common Stock, par value $0.60 per share | 1147087 | Indirect |
Footnotes
F1: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full 12 months after the grant date, subject to the Reporting Person's continued service as a director of the Issuer through such date.
F2: Includes 5,479 RSUs that vest in full 12 months after the grant date of June 15, 2017, subject to the Reporting Person's continued service as a director of the Issuer through such date.
F3: Held by the Fundamental Global entities. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Johnson may be deemed to be a beneficial owner of Common Stock held by Fundamental Global. Mr. Johnson disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein.
F4: Held by Ballantyne Strong, Inc. ("BTN"). Due to his positions with Fundamental Global Investors, LLC and affiliated entities, which beneficially own greater than 10 percent of the outstanding shares of BTN common stock, Mr. Johnson may be deemed to be a beneficial owner of Common Stock held by BTN. Mr. Johnson disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein.