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BK Technologies Corp — Director's Dealing 2015
Jan 16, 2015
33295_dirs_2015-01-16_3b27647b-d78f-4479-bf20-f6430ae69422.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RELM WIRELESS CORP (RWC)
CIK: 0000002186
Period of Report: 2015-01-13
Reporting Person: Fundamental Global Investors, LLC (10% Owner)
Reporting Person: Cerminara Kyle (10% Owner)
Reporting Person: Johnson Lewis M (10% Owner)
Reporting Person: MOGLIA JOSEPH H (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-13 | Common Stock, par value $0.01 per share | P | 11600 | $4.51 | Acquired | 964470 | Indirect |
| 2015-01-14 | Common Stock, par value $0.01 per share | P | 6800 | $4.66 | Acquired | 971270 | Indirect |
| 2015-01-15 | Common Stock, par value $0.01 per share | P | 3700 | $4.67 | Acquired | 540198 | Indirect |
Footnotes
F1: The Reporting Persons beneficially own in the aggregate 1,511,468 shares of Common Stock, which represents approximately 11.1% of the Company's outstanding shares of Common Stock. FG Partners GP, LLC (the "Master Fund General Partner"), as general partner to Fundamental Global Partners Master Fund, LP (the "Master Fund"), and Fundamental Global Investors, LLC (the "Investment Manager"), as the investment manager to the Master Fund, may be deemed to be beneficial owners of 971,270 shares of Common Stock that are directly owned by the Master Fund.
F2: Fundamental Global Partners GP, LLC (the "General Partner"), as general partner to Fundamental Global Partners, LP (the "Fund"), and the Investment Manager, as the investment manager to the Fund, may be deemed to be beneficial owners of 540,198 shares of Common Stock that are directly owned by the Fund.
F3: As principals of the General Partner, the Master Fund General Partner and/or the Investment Manager, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by the Fund and the Master Fund. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.