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BK Technologies Corp — Director's Dealing 2006
Jan 17, 2006
33295_dirs_2006-01-17_059d10d9-f49b-47a1-ae2e-af86cb51b230.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: RELM WIRELESS CORP (RWC)
CIK: 0000002186
Period of Report: 2005-08-29
Reporting Person: CORPORATE OPPORTUNITIES FUND INSTITUTIONAL LP (10% Owner, See General Remarks)
Reporting Person: CORPORATE OPPORTUNITIES FUND LP (See General Remarks)
Reporting Person: SANDERS MORRIS HARRIS INC/FA (10% Owner, See General Remarks)
Reporting Person: GALE JAMES C (Director, See General Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-08-29 | Common Stock | S | 109655 | $2.77 | Disposed | 2178483 | Direct |
| 2004-05-25 | Common Stock | S | 20345 | $2.77 | Disposed | 405580 | Direct |
Footnotes
F1: These securities are owned directly by Corporate Opportunities Fund (Institutional), L.P. and indirectly by SMM Corporate Management, LLC, the general partner of Corporate Opportunities Fund (Institutional), L.P., James C. Gale, the chief investment officer and manager of SMM Corporate Management, LLC, and Sanders Morris Harris Inc., the controlling member of SMM Corporate Management, LLC. Mr. Gale and Sanders Morris Harris Inc. disclaim any beneficial ownership interest in such shares except to the extent of their pecuniary interest therein.
F2: These securities are owned directly by Corporate Opportunities Fund, L.P. and indirectly by SMM Corporate Management, LLC, the general partner of Corporate Opportunities Fund, L.P., James C. Gale, the chief investment officer and manager of SMM Corporate Management, LLC, and Sanders Morris Harris Inc., the controlling member of SMM Corporate Management, LLC. Mr. Gale and Sanders Morris Harris Inc. disclaim any beneficial ownership interest in such shares except to the extent of their pecuniary interest therein.