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BK Technologies Corp — Director's Dealing 2004
May 27, 2004
33295_dirs_2004-05-27_16b4b23d-7956-46ba-a430-aababcc1a480.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RELM WIRELESS CORP (RELM)
CIK: 0000002186
Period of Report: 2004-05-25
Reporting Person: GALE JAMES C (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-05-25 | Common Stock | X | 937222 | $1.05 | Acquired | 2288138 | Indirect |
| 2004-05-25 | Common Stock | X | 173888 | $1.05 | Acquired | 425915 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-05-25 | Common Stock Warrants (right to buy) | $1.05 | X | 937222 | Disposed | 2004-05-30 | Common Stock (937222) | Indirect |
| 2004-05-25 | Common Stock Warrants (right to buy) | $1.05 | X | 173888 | Disposed | 2004-05-30 | Common Stock (173888) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Direct |
Footnotes
F1: Immediately.
F2: These securities are owned directly by Corporate Opportunities Fund (Institutional), L.P. and indirectly by SMM Corporate
Management, LLC, the general partner of Corporate Opportunities Fund (Institutional), L.P., James C. Gale, the chief
investment officer, manager and member of SMM Corporate Management, LLC, and Sanders Morris Harris Inc., the controlling
member of SMM Corporate Management, LLC.
F3: These securities are owned directly by Corporate Opportunities Fund, L.P. and indirectly by SMM Corporate Management, LLC,
the general partner of Corporate Opportunities Fund, L.P., James C. Gale, the chief investment officer, manager and member
of SMM Corporate Management, LLC, and Sanders Morris Harris Inc., the controlling member of SMM Corporate Management, LLC.
F4: The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary
interest in the shares.