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BioXcel Therapeutics, Inc. Director's Dealing 2023

May 24, 2023

34564_dirs_2023-05-24_75b0c551-f48e-4d49-92df-3004fbc1c303.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BioXcel Therapeutics, Inc. (BTAI)
CIK: 0001720893
Period of Report: 2023-05-22

Reporting Person: Mehta Vimal (Director, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-22 Common Stock S 6500 $25.7909 Disposed 37294 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2000 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a plan that complies with Rule 10b5-1 entered into on August 31, 2022.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.45 to $26.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.