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BIOVIE INC. — Director's Dealing 2018
Aug 10, 2018
35090_dirs_2018-08-09_23188974-c2a8-4b03-9453-0f0b68650dfa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIOVIE INC. (bivi)
CIK: 0001580149
Period of Report: 2016-04-11
Reporting Person: Adams Jonathan M (Director, chief operating officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-11 | common stock | J | 310000 | — | Disposed | 5858067 | Direct |
| 2017-07-27 | common stock | A | 45454 | $0.22 | Acquired | 5903521 | Direct |
| 2018-01-02 | common stock | A | 200000 | — | Acquired | 6103521 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-27 | Warrants | $0.6 | A | 22727 | Acquired | 2022-07-27 | common stock (22727) | Direct |
Footnotes
F1: Gift of shares to sons, following initial issuance of stock to Mr. Adams on 4/11/2016.
F2: Because these shares were a gift, there was no price.
F3: Board compensation grant, 2018.
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