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BIOLIFE SOLUTIONS INC — Director's Dealing 2020
Feb 8, 2020
32106_dirs_2020-02-07_5cc47831-4369-41e9-8d64-431d39d25247.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: BIOLIFE SOLUTIONS INC (BLFS)
CIK: 0000834365
Period of Report: 2020-01-08
Reporting Person: DE GREEF RODERICK (CFO & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-08 | Common Stock | M | 10000 | $1.8099 | Acquired | 35859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-08 | Employee Stock Option | $1.8099 | M | 10000 | Disposed | 2026-05-03 | Common Stock (10000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $1.7600 | 2026-03-04 | Common Stock (30000) | 30000 | Direct |
Footnotes
F1: This Form 4/A is being filed to amend the Form 4 filed by the reporting person on January 8, 2020 to (i) attribute the stock option exercise that occurred on January 8, 2020 to the correct Employee Stock Option and (ii) include the appropriate price in column 4 of Table I representing the exercise price of such Employee Stock Option.
F2: The stock option vests 25% on the first anniversary of the grant date, and in 36 equal monthly installments thereafter.
F3: The stock option vests 25% on the first anniversary of the grant date and thereafter, in 36 equal monthly installments. Such options shall continue to vest regardless of whether Mr. de Greef's service with the Company continues