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BIOLIFE SOLUTIONS INC — Director's Dealing 2020
Nov 17, 2020
32106_dirs_2020-11-16_f86c32e7-9d57-477f-b05d-725b7c9d611c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIOLIFE SOLUTIONS INC (BLFS)
CIK: 0000834365
Period of Report: 2020-11-12
Reporting Person: Berard Todd (Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-12 | Common Stock | M | 6000 | $2.06 | Acquired | 69878 | Direct |
| 2020-11-12 | Common Stock | S | 6000 | $32.46 | Disposed | 63878 | Direct |
| 2020-11-13 | Common Stock | M | 5000 | $2.06 | Acquired | 68878 | Direct |
| 2020-11-13 | Common Stock | S | 5000 | $32.16 | Disposed | 63878 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-12 | Stock Option (Right to Buy) | $2.06 | M | 6000 | Disposed | 2025-05-04 | Common Stock (6000) | Direct |
| 2020-11-13 | Stock Option (Right to Buy) | $2.06 | M | 5000 | Disposed | 2025-05-04 | Common Stock (5000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.40 to $32.54, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.78 to $32.30, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: Exercisable to the extent of 1/4th thereof on 05/04/2016, and remaining balance exercisable to the extent of 1/36th thereof on the 4th day of each month commencing on 06/04/2016.