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BIODESIX INC — Director's Dealing 2020
Dec 10, 2020
34472_dirs_2020-12-09_012b04b4-8fdd-4abd-b79b-fa894bead16c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIODESIX INC (BDSX)
CIK: 0001439725
Period of Report: 2020-12-07
Reporting Person: SCHULER JACK W (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-07 | Common Stock | M | 35157 | $6.83 | Acquired | 5701979 | Indirect |
| 2020-12-07 | Common Stock | M | 23440 | $6.83 | Acquired | 5725419 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-07 | Stock Options (Right to Buy) | $6.83 | M | 35157 | Disposed | 2029-07-15 | Common Stock (35157) | Direct |
| 2020-12-07 | Stock Options (Right to Buy) | $6.83 | M | 23440 | Disposed | 2030-04-14 | Common Stock (23440) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 277777 | Indirect |
Footnotes
F1: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust.
F2: The Reporting Person disclaims beneficial ownership of the shares of the Issuer owned by the Schuler Family Foundation (the "Foundation"). Although the Reporting Person is the President of the Foundation and makes investment decisions regarding the Foundation's securities transactions, by virtue of the Foundation's status as a 501(c)(3) tax-exempt organization, the Reporting Person may not, and in fact, does not personally derive any profit from the Foundation's transactions in the Issuer's common stock. As a result, this Form 4 is a voluntary report with respect to these purchases of the Issuer's common stock by the Foundation.
F3: This option vested in 12 successive, equal monthly installments measured from April 1, 2019.
F4: This option vests in 12 successive, equal monthly installments measured from April 1, 2020.