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BIOCRYST PHARMACEUTICALS INC — Director's Dealing 2021
May 13, 2021
31868_dirs_2021-05-13_cb053b8d-2a78-43a7-9ed2-7de96ccb54e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BIOCRYST PHARMACEUTICALS INC (BCRX)
CIK: 0000882796
Period of Report: 2021-05-11
Reporting Person: Barnes Alane P (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-11 | Common Stock | M | 1648 | $4.73 | Acquired | 111923 | Direct |
| 2021-05-11 | Common Stock | M | 33132 | $1.42 | Acquired | 145055 | Direct |
| 2021-05-11 | Common Stock | M | 68000 | $5.45 | Acquired | 213055 | Direct |
| 2021-05-11 | Common Stock | S | 102780 | $12.04 | Disposed | 110275 | Direct |
| 2021-05-12 | Common Stock | M | 35852 | $4.73 | Acquired | 146127 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-11 | Emp. Stock Option (Right to Buy) | $4.73 | M | 1648 | Disposed | 2022-03-01 | Common Stock (1648) | Direct |
| 2021-05-11 | Emp. Stock Option (Right to Buy) | $1.42 | M | 33132 | Disposed | 2023-01-01 | Common Stock (33132) | Direct |
| 2021-05-11 | Emp. Stock Option (Right to Buy) | $5.45 | M | 68000 | Disposed | 2023-08-08 | Common Stock (68000) | Direct |
| 2021-05-12 | Emp. Stock Option (Right to Buy) | $4.73 | M | 35852 | Disposed | 2022-03-01 | Common Stock (35852) | Direct |
Footnotes
F1: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.00 to $12.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F2: The reporting person engaged in a non-market exercise and hold transaction with respect to these stock options and the underlying shares.
F3: The option vested upon the achievement of performance-based vesting criteria with respect to 17,000 shares on each of May 26, 2014, December 19, 2014, May 13, 2015 and December 3, 2020.