Biocon Ltd. — Regulatory Filings 2021

Jan 7, 2021

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Biocon Limited 20th KM, Hosur Road Electronic City Bangalore 560 100, India T: 91 80 2808 2808 F: 91 80 2852 3423 CIN: L24234KA1978PLC003417

www.biocon.com

January 7, 2021

To, The Secretary BSE Limited Department of Corporate Services Phiroze Jeejeebhoy Towers, Dalal Street,Mumbai – 400 001	To, The Secretary National Stock Exchange of India Limited Corporate Communication Department Exchange Plaza, Bandra Kurla Complex, Mumbai – 400 050
Scrip Code - 532523	Scrip Symbol - Biocon

Subject: Certificate under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended December 31, 2020.

Dear Sir/Madam,

This is to certify that the details of securities dematerialized and rematerialized during the quarter ended December 31, 2020, as required under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018 have been furnished to all the Stock Exchanges where the shares of Biocon Limited are listed.

The certificate from our RTA i.e. M/s. KFin Technologies Private Limited dated January 2, 2021, confirming the above, is enclosed for your reference.

Kindly take the same on record.

Thanking You,

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For Biocon Limited

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___ Mayank Verma Company Secretary and Compliance Officer

Enclosed: Certificate under Regulation 74(5)

KFIN2021/74(5) Q3/Certificate 2[nd] January, 2021

To

THE COMPANY SECRETARY BIOCON LIMITED 20TH K M HOUSUR ROAD ELECTRONIC CITY BANGALORE 560100

Subject: Confirmation Certificate under Regulation 74(5) of Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 (‘Regulations’) in respect of Equity Shares of the Company

Dear Sirs/Madam,

With reference to the above captioned Regulations, we hereby confirm that during the period 1[st] October, 2020 to 31[st] December, 2020, we have within 15 days from date of receipt of the certificates from the depository participants for dematerialization;

• confirmed (approved/rejected) demat requests;

• confirmed to the depositories that securities comprised in the said certificates have been listed on the stock exchanges where the earlier issued securities are listed;

• immediately mutilated and cancelled the said security certificates after due verification and

• name of the depositories have been substituted in register of members as the registered owner, in case of demat requests which are approved.

Further, we have been certifying the same to the depositories and Stock Exchanges in accordance with Regulations.

We request you to kindly take note of the above.

Thanking you,

For KFin Technologies Private Limited

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Suresh Babu D Deputy Manager

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