Major Shareholding Notification • Feb 4, 2022
Major Shareholding Notification
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Final
| Name BIOCARTIS | |
|---|---|
| Identification number 0505-640-808 |
2 +
2 +
A +
7) Date on which the threshold is crossed
3
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| Credit Suisse Group AG | 0 | 0 | 0.00% | ||
| Credit Suisse AG, Dublin Branch | 62 | 0 | 0.00% | ||
| Credit Suisse Fund Management S.A. | 1'771'253 | 1'272'919 | 2.21% | ||
| Credit Suisse International | 0 | 3'448 | 0.01% |
Name Address (for legal entities)
| Name | Address (for legal entities) | |
|---|---|---|
| Credit Suisse Group AG | Paradeplatz 8, CH-8001 Zürich | + |
8) Threshold that is crossed (in %)
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
Transparency notification Form TR-1 BE PART I
Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6
2) Issuer
5) Persons subject to the notification requirement
4) Notification by
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
A parent undertaking or a controlling person
Acquisition or disposal of voting securities or voting rights
| Subtotal | 1'771'315 | 1'276'367 | 2.22% | S | + | ||
|---|---|---|---|---|---|---|---|
| TOTAL | 1'276'367 | 0 | 2.22% | 0.00% |
Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights | % of voting rights | |
|---|---|---|---|
| CALCULATE | 2'115'532 | 3.68% |
| B) Equivalent financial instruments | After the transaction | |||||
|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| Credit Suisse (Schweiz) AG | Right-to-recall | any time | 839'165 | 1.46% | physical | - |
| + | ||||||
| TOTAL | 839'165 | 1.46% |
| Done at Zurich | |||
|---|---|---|---|
| On | 02.02.2022 (DD/MM/YYYY) | ||
| Name & capacity Christian Pascual / RSR EMEA (ex. UK,IRL, France) | Signature | Christian Pascual | |
| Robert Andric / Global Regulatory Shareholding Reporting | Signature | Robert Andric |
| (Schweiz) AG/ Credit Suisse Group AG, Credit Suisse AG, Credit Suisse International. | |
|---|---|
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
The totals will be updated once you have clicked on
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