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Biocartis Group NV — Major Shareholding Notification 2021
Oct 12, 2021
3919_rns_2021-10-12_1fd9bc6f-b666-4b0b-945e-fdc8af477eb4.pdf
Major Shareholding Notification
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2) Issuer
1) Status of the notification
| Final |
|---|
| Name BIOCARTIS |
Identification number 0505-640-808
3) Reason for the notification
| Acquisition or disposal of voting securities or voting rights | 2 | + | ||
|---|---|---|---|---|
| 4) Notification by | 0 | |||
| A parent undertaking or a controlling person | 2 | + | ||
| 5) Persons subject to the notification requirement | ||||
| Name | Address (for legal entities) | 0 |
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
| Name | Address (for legal entities) | ||
|---|---|---|---|
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II |
Paradeplatz 8, CH-8001 Zürich
Credit Suisse Group AG +
7) Date on which the threshold is crossed

8) Threshold that is crossed (in %)

If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
9) Denominator

10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
|
| Credit Suisse Group AG | 0 | 0 | 0.00% | ||
| Credit Suisse AG, Dublin Branch | 6'871 | 62 | 0.00% | ||
| Credit Suisse Fund Management S.A. | 1'719'451 | 1'771'253 | 3.08% | ||
| Subtotal | 1'726'322 | 1'771'315 | 3.08% | ||
| TOTAL | 1'771'315 | 0 | 3.08% | 0.00% |

0
Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on .
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| Credit Suisse International | Equity Swap | 22.09.2023 any time | 91'871 | 0.16% | cash | - | |
| Credit Suisse International | Equity Swap | 22.07.2022 any time | 121 | 0.00% | cash | - | |
| + | |||||||
| TOTAL | 91'992 | 0.16% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 1'863'307 | 3.24% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
Credit Suisse Group AG, Credit Suisse AG, Credit Suisse AG, Dublin Branch / Credit Suisse Group AG, Credit Suisse AG, Credit Suisse Asset Management International Holding Ltd., Credit Suisse Asset Management & Investor Service (Schweiz) Holding AG, Credit Suisse Fund Management S.A.
12) In case of proxy voting for only one GM
| (DD/MM/YYYY) | ||||
|---|---|---|---|---|
| Holder | will cease to hold / will hold again |
0 | voting rights as of |
13) Additional information
| Done at Zürich | |||
|---|---|---|---|
| On | 11.10.2021 (DD/MM/YYYY) | ||
| Name & capacity Christian Pascual / RSR EMEA (ex. UK,IRL, France) | Signature | Christian Pascual | |
| Robert Andric / Global Regulatory Shareholding Reporting | Signature | Robert Andric | |