Major Shareholding Notification • Nov 24, 2020
Major Shareholding Notification
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十
Final
Name BIOCARTIS ldentification number 0505-640-808
Acquisition or disposal of voting securities or voting rights Downward crossing of the lowest threshold
A parent undertaking or a controlling person
| Name | Address (for legal entities) | |
|---|---|---|
| Debiopharm Innovation Fund S.A. | Chemin Messidor 5-7, 1006 Lausanne, Switzerland (formerly Rue de Levant 146, 1920 Martigny, Switzerland) |
|
| Apres-Demain S.A. (formerly Après-Demain Holding S.A.) |
Chemin Messidor 5-7, 1006 Lausanne, Switzerland | |
| Thierry Mauvernay | Chemin du Praz-Buchilly 113, 1000 Lausanne 25, Switzerland |
| Name | Address (for legal entities) | ||||
|---|---|---|---|---|---|
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | ||||
| 7) Date on which the threshold is crossed | |||||
| 19.11.2020 (DD/MM/YYYY) | |||||
| 8) Threshold that is crossed (in %) | |||||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | |||||
| 9) Denominator |
Please enter the denominator before filling in the data
| A) Voting rights | Previous notification | After the transaction | ||||
|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | ||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
||
| Thierry Mauvernay | 0 | 0 | 0.00% | |||
| Après-Demain S.A. (formerly Après- Demain Holding S.A.) |
0 | 0 | 0.00% | |||
| Debiopharm Innovation Fund S.A. | 2 750 304 | 1 662 963 | 2.95% | |||
| Subtotal | 2 750 304 | 662 963 | 2.95% | |||
| TOTAL | 1 662 963 | 0 | 2.95% | 0.00% |
56 382 088

Start with "groups" of holders. Add subtotals with Z, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or l
| B) Equivalent financial instruments After the transaction |
||||||
|---|---|---|---|---|---|---|
| Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
Settlement | |||
| ー | ||||||
| Type of financial instrument | 0 | % of voting rights 0.00% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | |||
|---|---|---|---|---|
| CALCULATE | 1 662 963 | 2.95% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Debiopharm Innovation Fund S.A. is controlled by Après-Demain Holding S.A.), which is controlled by Mr. Thierry | |||||
|---|---|---|---|---|---|
| Mauvernay | |||||
| again | voting rights as of | |
|---|---|---|
| will hold will cease to hold / will hold will hold will hold will hold will will |
Done at Lausanne, Switzerland
19.11.2020 (DD/MM/YYYY) On
Name & capacity | Thierry Mauvernay, President and Delegate of the Board
Après-Demain S.A., President and Delegate of the Board
Debiopharm Innovation Fund S.A., President and Delegate of the Board
| Signature | |
|---|---|
| Signature | |
| Signature |
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