Major Shareholding Notification • Nov 14, 2017
Major Shareholding Notification
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2) Issuer
| Final | ||
|---|---|---|
| Name BIOCARTIS Identification number 0505-640-808 |
||
| Downward crossing of the lowest threshold |
|---|
| Acquisition or disposal of voting securities or voting rights |
$\overline{+}$
$\ddot{}$
4
| A person that notifies alone | |
|---|---|
| Name | Address (for legal entities) |
|---|---|
| TooBio1 LP | 89 Nexus Way, 2nd Floor, Camana Bay, P.O Box 31106, Grand Cayman, KY1- 1205 Cayman Islands |
| Name | Address (for legal entities) | |
|---|---|---|
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 | Part II |
07/11/2017 (DD/MM/YYYY)
$\overline{\mathbf{3}}$
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10
44,669,772
Please enter the denominator before filling in the data
| A) Voting rights | Previous notification | After the transaction | |||||
|---|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
|||
| TopBio1 LP | 804,644 | 0.00% | |||||
| TOTAL | 0.00% |
Start with "groups" of holders. Add subtotals with $\sum$ , and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be 6
| B) Equivalent financial instruments | After the transaction | |||||
|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement |
| TOTAL | ||||||
| Œ | The totals will be updated once you have clicked on |
|||||
| TOTAL (A & B) | # of voting rights % of voting rights | |||||
| CALCULATE | $\mathbf{0}$ | 0.00% |
Name & capacity James Costine
| Holder | will cease to hold / will hold again |
0 | (DD/MM/YYYY) voting rights as of |
||
|---|---|---|---|---|---|
| 13) Additional information | |||||
| Done at London | |||||
| On | 10/11/2017 (DD/MM/YYYY) | $\Lambda$ $\Lambda$ |
| Signature | |
|---|---|
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