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Biocartis Group NV

Major Shareholding Notification Jun 4, 2015

3919_rns_2015-06-04_d390df36-375c-47c7-af57-315dbb9b1d8c.pdf

Major Shareholding Notification

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FORM TR-1 BE PARTI

1) Status of the notification
Final
2) Issuer
$\sim$
Identification number 0505-640-808 Name BIOCARTIS
3) Reason for the notification
Holding of voting securities upon first admission to trading
4) Notification by
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
Name
(& legal form for legal persons) Address (for legal persons)
Johnson & Johnson Innovation - JJDC, Inc. 410 George Street, New Brunswick, NJ 08901 USA
Johnson & Johnson 1 J&J Plaza, New Brunswick, NJ 08901 USA
6) Persons that dispose of, voting rights (Only to be filled in if art. 7 of the Law applies)
Name
(& legal form for legal persons)
Address (for legal persons)
Please continue entering the information in part II concerning the Click
persons referred to in points 5 and 6
7) Date on which the threshold is crossed
4/27/2015 (DD/MM/YYYY)
8) Threshold that is crossed (in %)
15
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers under point 10
9) Denominator
39,144,013
Please enter the denominator before filling in the data

10) Notified details

A) Voting rights Previous notification After the transaction
# of voting rights # of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to securities Not linked to the
securities
Johnson & Johnson 0.00%
Johnson & Johnson Innovation - JJDC.
Inc.
6,107,518 15.60%
subtotal 6,107,518 15,60%
TOTAL 6,107,518 0 15.60% 0.00%

Start with "groups" of holders, Calculate subtotals and then finish with the -
- The totals, subtotals and % will be updated once you have clicked on
-
CALCULATE>

B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or date # of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights
TOTAL (in relation to all expiration dates) 0 0.00%

$\blacklozenge$

The totals will be updated once you have clicked on

TOTAL (Voting rights & Equivalent financial
linstruments)
# of voting rights % of voting rights
CALCULATE 6.107.518 15.60%

11) Chain of controlled undertakings through which the holding is effectively held, if applicable

Please describe, or join a diagram in attachment

Johnson & Johnson Innovation--JJDC, Inc., is a whollly owned subsidiary of Johnson & Johnson.
Johnson & Johnson is not a controlled entity.

12) In case of proxy voting for only one GM

Holder

will cease to hold /
will hold again

٥l

voting rights as of

13) Additional information

A) Convertible bonds and rights to subscribe to voting securities not yet issued
Holder Type of financial instrument Expiration date
(DD/MM/YYYY)
Exercise/Conversion
period or date
Number # of voting rights that may be acquired if the
instrument is exercised/converted
B) Shares without voting rights
Holder Number
C) Remarks
This transparency notification is made to the extent required in accordance with applicable law.
Done at New Brunswick, NJ USA
On 1/06/2015
(DD/MM/YYYY)
Name & capacity Salvatore Glovine, Asst Treasurer, Johnson & $C$ lanatura

Salvarore Giovine, Asst Treasurer, Johnson &
Johnson Innovation-JJDC, Inc.
Lacey Eiberg, Asst. Corporate Secretary, Johnson &
Johnson

Signature Signature

FORM TR-1 BE PARTI

$\sqrt{1}$
1) Status of the notification
Final
2) Issuer
Identification number 0505-640-808 Name BIOCARTIS
3) Reason for the notification
Holding of voting securities upon first admission to trading
4) Notification by
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
Name
(& legal form for legal persons)
Address (for legal persons)
Johnson & Johnson Innovation - JJDC, Inc. 410 George Street, New Brunswick, NJ 08901 USA
Johnson & Johnson 1 J&J Plaza, New Brunswick, NJ 08901 USA
Name
(& legal form for legal persons)
Address (for legal persons)
Please continue entering the information in part II concerning the
persons referred to in points 5 and 6
Click
7) Date on which the threshold is crossed
4/27/2015 (DD/MM/YYYY)
8) Threshold that is crossed (in %)
15
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers under point 10
9) Denominator
39,144,013
Please enter the denominator before filling in the data

10) Notified details

A) Voting rights Previous notification After the transaction
# of voting rights # of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to securities Not linked to the
securities
Johnson & Johnson 0.00%
Johnson & Johnson Innovation - JJDC,
Inc.
6,107,518 15.60%
subtotal 6,107,518 15.60%
TOTAL 6,107,518 0 15.60% 0.00%

Start with "groups" of holders. Calculate subtotals and then finish with the t with "groups" of holders. Calculate subtotals and then imisit who investigated
____________________________________

B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or date # of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights
TOTAL (in relation to all expiration dates) o 0.00%

The totals will be updated once you have clicked on

TOTAL (Voting rights & Equivalent financial
instruments)
# of voting rights % of voting rights
CALCULATE 6,107,518 15.60%

11) Chain of controlled undertakings through which the holding is effectively held, if applicable

Please describe, or join a diagram in attachment

Johnson & Johnson Innovation-JJDC, Inc., is a whollly owned subsidiary of Johnson & Johnson.
Johnson & Johnson is not a controlled entity.

12) In case of proxy voting for only one GM

Holder

will cease to hold / will hold again

$|0|$

voting rights as of

$\bullet$

13) Additional information

A) Convertible bonds and rights to subscribe to voting securities not yet issued
Holder Type of financial instrument Expiration date
(DD/MM/YYYY)
Exercise/Conversion
period or date
Number # of voting rights that may be acquired if the
instrument is exercised/converted
B) Shares without voting rights
Holder Number
C) Remarks
This transparency notification is made to the extent required in accordance with applicable law.
Done at New Brunswick, NJ USA
On 1/06/2015 (DD/MM/YYYY)
Name & capacity
Salvatore Giovine, Asst Treasurer, Johnson &
Johnson Innovation--JJDC, Inc.
Signature $\mathbf{m}$ .
Lacey Elberg, Asst. Corporate Secretary, Johnson &
Johnson
Signature

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