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Biocartis Group NV

Major Shareholding Notification Jun 4, 2015

3919_rns_2015-06-04_93247710-ae69-42fc-86dd-a4ac7e8b3869.pdf

Major Shareholding Notification

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Final
2) Issuer
Name BIOCARTIS
Identification number 0505-640-808
3) Reason for the notification
Holding of voting securities upon first admission to trading
4) Notification by
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
Name
Address (for legal persons)
(& legal form for legal persons)
GRANTOKYO SOUTH TOWER, 1-9-2, Marunouchi, Chiyoda-ku, Tokyo, 100-6606, Japan
Hitachi Chemical Co., Ltd.
Hitachi, Ltd.
6-6, Marunouchi 1-chome, Chiyoda-ku, Tokyo, 100-8280 Japan
6) Persons that dispose of, voting rights (Only to be filled in if art. 7 of the Law applies)
Name
Address (for legal persons)
(& legal form for legal persons)
Please continue entering the information in part II concerning the
Click
persons referred to in points 5 and 6
27/04/2015
(DD/MM/YYYY)
3
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers under point 10
39,144,013
Please enter the denominator before filling in the data
FORM TR-1 BE
PARTI
1) Status of the notification
7) Date on which the threshold is crossed
8) Threshold that is crossed (in %)
9) Denominator

10) Notified details

A) Voting rights Previous notification After the transaction
# of voting rights # of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to securities Not linked to the
securities
Hitachi, Ltd 0.00%
Hitachi Chemical Co. Ltd 1,417,346 3.62%
subtotal 1,417,346 3.62%
TOTAL 1,417,346 $\mathbf{0}$ 3.62% 0.00%

Latt with "groups" of holders. Calculate subtotals and then finish with the persons
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B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or date # of voting rights
that may be
acquired if the
instrument is
exercised
$\sim$
% of voting rights
TOTAL (in relation to all expiration dates). 0 0.00%

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TOTAL (Voting rights & Equivalent financial
instruments)
# of voting rights % of voting rights
CALCULATE 1,417,346 3.62%

11) Chain of controlled undertakings through which the holding is effectively held, if applicable

Please describe, or join a diagram in attachment

51.2% shares of Hitachi Chemical Co., Ltd. is directly held by Hitachi, Ltd., which is a parent company of Hitachi Chemical Co., Ltd. Hitachi, Ltd is
not a controlled entity.

12) In case of proxy voting for only one GM

Holder

will cease to hold /
will hold again

$\overline{c}$

voting rights as of

$\bullet$

13) Additional information

A) Convertible bonds and rights to subscribe to voting securities not yet issued
Holder Type of financial instrument Expiration date
(DD/MM/YYYY)
Exercise/Conversion
period or date
Number # of voting rights that may be acquired if the
instrument is exercised/converted
B) Shares without voting rights
Holder Number
C) Remarks
This transparency notification is made to the extent required in accordance with applicable law.
Done at GRANTOKYO SOUTH TOWER, 1-9-2, Marunouchi,
Chiyoda-ku, Tokyo, 100-6606, Japan
On 01/06/2015 (DD/MM/YYYY)
Name & capacity
Toshiaki Nishi, General Manager for Hitachi Chemical
Co., Ltd.
Signature
Osamu Naito, Corporate Officer for Hitachi, Ltd. Signature serre

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