Major Shareholding Notification • Jun 4, 2015
Major Shareholding Notification
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| Final 2) Issuer Name BIOCARTIS Identification number 0505-640-808 3) Reason for the notification Holding of voting securities upon first admission to trading 4) Notification by A parent undertaking or a controlling person 5) Persons subject to the notification requirement Name Address (for legal persons) (& legal form for legal persons) GRANTOKYO SOUTH TOWER, 1-9-2, Marunouchi, Chiyoda-ku, Tokyo, 100-6606, Japan Hitachi Chemical Co., Ltd. Hitachi, Ltd. 6-6, Marunouchi 1-chome, Chiyoda-ku, Tokyo, 100-8280 Japan 6) Persons that dispose of, voting rights (Only to be filled in if art. 7 of the Law applies) Name Address (for legal persons) (& legal form for legal persons) Please continue entering the information in part II concerning the Click persons referred to in points 5 and 6 27/04/2015 (DD/MM/YYYY) 3 If the holding has fallen below the lowest threshold, you have the option of not entering any numbers under point 10 39,144,013 Please enter the denominator before filling in the data |
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|---|---|---|
| FORM TR-1 BE PARTI |
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| 1) Status of the notification | ||
| 7) Date on which the threshold is crossed | ||
| 8) Threshold that is crossed (in %) | ||
| 9) Denominator | ||
| A) Voting rights | Previous notification | After the transaction | ||||
|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | ||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
||
| Hitachi, Ltd | 0.00% | |||||
| Hitachi Chemical Co. Ltd | 1,417,346 | 3.62% | ||||
| subtotal | 1,417,346 | 3.62% | ||||
| TOTAL | 1,417,346 | $\mathbf{0}$ | 3.62% | 0.00% |
Latt with "groups" of holders. Calculate subtotals and then finish with the persons
The totals, subtotals and % will be updated once you have clicked on
ECALCULATE>
| B) Equivalent financial instruments | After the transaction | ||||
|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised |
$\sim$ % of voting rights |
| TOTAL | (in relation to all expiration dates). | 0 | 0.00% |
The totals will be updated once you have clicked on
| TOTAL (Voting rights & Equivalent financial instruments) |
# of voting rights | % of voting rights | ||
|---|---|---|---|---|
| CALCULATE | 1,417,346 | 3.62% |
11) Chain of controlled undertakings through which the holding is effectively held, if applicable
51.2% shares of Hitachi Chemical Co., Ltd. is directly held by Hitachi, Ltd., which is a parent company of Hitachi Chemical Co., Ltd. Hitachi, Ltd is
not a controlled entity.
Holder
will cease to hold /
will hold again
$\overline{c}$
voting rights as of
$\bullet$
| A) Convertible bonds and rights to subscribe to voting securities not yet issued | |||||
|---|---|---|---|---|---|
| Holder | Type of financial instrument | Expiration date (DD/MM/YYYY) |
Exercise/Conversion period or date |
Number | # of voting rights that may be acquired if the instrument is exercised/converted |
| B) Shares without voting rights | |||||
| Holder | Number | ||||
| C) Remarks | |||||
| This transparency notification is made to the extent required in accordance with applicable law. | |||||
| Done at | GRANTOKYO SOUTH TOWER, 1-9-2, Marunouchi, Chiyoda-ku, Tokyo, 100-6606, Japan |
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| On | 01/06/2015 | (DD/MM/YYYY) | |||
| Name & capacity | |||||
| Toshiaki Nishi, General Manager for Hitachi Chemical Co., Ltd. |
Signature | ||||
| Osamu Naito, Corporate Officer for Hitachi, Ltd. | Signature | serre |
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