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BioCardia, Inc. — Director's Dealing 2022
Apr 18, 2022
35081_dirs_2022-04-18_5afd2f3c-2ade-467f-bc47-28f03c08c474.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BioCardia, Inc. (BCDA;BCDAW)
CIK: 0000925741
Period of Report: 2022-04-14
Reporting Person: McClung David (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-14 | Common Stock | A | 50345 | — | Acquired | 97150 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-14 | Stock Option (right to buy) | $1.49 | A | 60000 | Acquired | 2032-04-14 | Common Stock (60000) | Direct |
Footnotes
F1: The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vested on April 14, 2022.
F2: The option vests and becomes exercisable as to 1/48th of the shares on May 14, 2022, and each month thereafter, subject to the Reporting Person continuing as a service provider through such date.
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