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BioCardia, Inc. Director's Dealing 2022

Apr 18, 2022

35081_dirs_2022-04-18_5afd2f3c-2ade-467f-bc47-28f03c08c474.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BioCardia, Inc. (BCDA;BCDAW)
CIK: 0000925741
Period of Report: 2022-04-14

Reporting Person: McClung David (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-04-14 Common Stock A 50345 Acquired 97150 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-04-14 Stock Option (right to buy) $1.49 A 60000 Acquired 2032-04-14 Common Stock (60000) Direct

Footnotes

F1: The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vested on April 14, 2022.

F2: The option vests and becomes exercisable as to 1/48th of the shares on May 14, 2022, and each month thereafter, subject to the Reporting Person continuing as a service provider through such date.