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BioCardia, Inc. — Director's Dealing 2020
Feb 26, 2020
35081_dirs_2020-02-26_5e92ce43-3222-492c-9d3a-74cb00d9667e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BioCardia, Inc. (BCDA;BCDAW)
CIK: 0000925741
Period of Report: 2019-10-01
Reporting Person: Allen Jim L. (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 516329 | Direct |
| Common Stock | 92 | Indirect |
| Common Stock | 92 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant (right to buy) | $6.3000 | 2024-08-06 | Common Stock (500000) | Direct |
Footnotes
F1: The shares are held in a custodial account for the benefit of a grandchild of the Reporting Person.
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