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BioCardia, Inc. — Director's Dealing 2020
May 20, 2020
35081_dirs_2020-05-20_aa5ce1ed-5a43-4c83-90dd-532355404d93.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BioCardia, Inc. (BCDA;BCDAW)
CIK: 0000925741
Period of Report: 2020-05-08
Reporting Person: Allen Jim L. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-08 | Common Stock | A | 4100 | — | Acquired | 525350 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 92 | Indirect |
| Common Stock | 92 | Indirect |
Footnotes
F1: The award relates to restricted stock units ("RSUs") granted May 8, 2020, each of which represents a contingent right to receive one share of the Issuer's common stock. One-third of the RSUs will vest on May 8, 2021 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F2: The shares are held in a custodial account for the benefit of a grandchild of the Reporting Person.
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