BioCardia, Inc. — Director's Dealing 2020

May 20, 2020

SEC Form 4/A — Form 4/A

Issuer: BioCardia, Inc. (BCDA;BCDAW)
CIK: 0000925741
Period of Report: 2019-07-05

Reporting Person: STERTZER SIMON H (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-02	Common Stock	P	41667	$6	Acquired	91544	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-02	Warrant (right to buy)	$6.30	P	41667	Acquired	2024-08-06	Common Stock (41667)	Indirect

Footnotes

F1: The original Form 4 omitted the issuance of these securities.

F2: The reported securities were included within 41,667 units purchased by Stertzer Holdings LLC for $6.00 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.

F3: These securities are held by Stertzer Holdings LLC, and the Reporting Person may be deemed to have beneficial ownership of such securities.