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BioCardia, Inc. Director's Dealing 2020

Jul 1, 2020

35081_dirs_2020-07-01_d28123fe-f54e-42ed-8dd0-12d78d6a395d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BioCardia, Inc. (BCDA;BCDAW)
CIK: 0000925741
Period of Report: 2020-06-30

Reporting Person: Allen Jim L. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-30 Common Stock A 2734 Acquired 670934 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 92 Indirect
Common Stock 92 Indirect

Footnotes

F1: The award relates to vested restricted stock units ("RSUs") granted June 30, 2020, each of which represents a contingent right to receive one share of the Issuer's common stock, but for which delivery of common stock will occur the earliest of (i) two years from the date of grant, (ii) the date the director ceases to be a service provider, or (iii) such other date as the administrator determines under the Issuer's 2016 Equity Incentive Plan.

F2: The shares are held in a custodial account for the benefit of a grandchild of the Reporting Person.