BioCardia, Inc. — Director's Dealing 2018

Feb 5, 2018

SEC Form 4/A — Form 4/A

Issuer: BioCardia, Inc. (BCDA)
CIK: 0000925741
Period of Report: 2017-10-03

Reporting Person: Allen Richard T (Vice President of Quality)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-10-03	Common Stock	M	574749	$0.15	Acquired	574749	Direct
2017-10-03	Common Stock	M	232842	$0.15	Acquired	807591	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-10-03	Employee Stock Option (Right to Buy)	$0.15	M	574749	Disposed	2026-08-09	Common Stock (574749)	Direct
2017-10-03	Employee Stock Option (Right to Buy)	$0.15	M	232842	Disposed	2026-08-19	Common Stock (232842)	Direct

Footnotes

F1: The Reporting Person incorrectly listed the number of shares acquired via option exercise and is filing this Form 4 to correct the amount acquired.

F2: The Reporting Person incorrectly listed the number of shares exercised under the employee stock option and is filing this Form 4 to correct the amount acquired.

F3: One-fourth of the shares subject to the option vest on December 1, 2016 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F4: One-forty-eighth of the shares subject to the option vest on November 24, 2016 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.