BioCardia, Inc. — Director's Dealing 2018

Sep 24, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BioCardia, Inc. (BCDA)
CIK: 0000925741
Period of Report: 2018-09-21

Reporting Person: STERTZER SIMON H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-09-21	Common Stock	P	1000	$2.43	Acquired	2609609	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	409680	Indirect
Common Stock	104910	Indirect
Common Stock	448895	Indirect

Footnotes

F1: These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.

F2: These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.

F3: These shares are held by the Stertzer Gamma Trust, of which the Reporting Person is the grantor.

F4: These shares are held by Stertzer Holdings LLC, and the Reporting Person may be deemed to have beneficial ownership of such shares.