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BioCardia, Inc. — Director's Dealing 2017
Jan 18, 2017
35081_dirs_2017-01-18_84128bc6-ec9f-449d-bd8e-3f4ed88c59f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BioCardia, Inc. (BCDA)
CIK: 0000925741
Period of Report: 2017-01-13
Reporting Person: STERTZER SIMON H (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-13 | Director Stock Option (right to buy) | $0.92 | A | 267000 | Acquired | 2027-01-13 | Common Stock (267000) | Direct |
Footnotes
F1: The option vests and becomes exercisable as to one-third of the shares on January 13, 2018 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
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